Regulatory Auditing Analyst
Also referred to as: Regulatory Auditing Analyst, Sarbanes Oxley Analyst, SOX Compliance Program Analyst
Requirements and Responsibilities
Implements and coordinates an organization's auditing strategy and activities for regulatory compliance. Deploys internal controls, best practices, and strategies to identify process deficiencies and implement improvements. Gathers, analyzes, and consolidates data for required regulatory reporting to fulfill content and scheduling requirements. Supports external regulatory inspections and internal audits and may coordinate document reviews, protocol reviews, validation reviews, and training programs as part of auditing processes. Maintains and updates a knowledge base or information system of the financial regulations, required processes, and industry/regulatory agency standards that govern a business or a product. Requires a bachelor's degree. Typically reports to a manager. Occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. Typically requires 2 -4 years of related experience.
Similar Jobs:  Regulatory Auditing Senior Analyst, Regulatory Auditing Director, Regulatory Auditing Manager, Vice President of Auditing, Auditing Senior Supervisor, Auditing Manager, Auditing Director, Auditing Senior Manager, Regulatory Affairs Manager
Level of Education:  Regulatory Auditing Analyst Salaries with No Diploma, Regulatory Auditing Analyst Salaries with a High School Diploma or Technical Certificate, Regulatory Auditing Analyst Salaries with an Associate's Degree, Regulatory Auditing Analyst Salaries with a Bachelor's Degree, Regulatory Auditing Analyst Salaries with a Master's Degree or MBA, Regulatory Auditing Analyst Salaries with a JD, MD, PhD or Equivalent
Industries:  Aerospace & Defense, Biotechnology, Business Services, Chemicals, Construction, Edu., Gov't. & Nonprofit, Energy & Utilities, Financial Services, Healthcare, Hospitality & Leisure, Insurance, Internet, Media, MFG Durable, MFG Nondurable, Pharmaceuticals, Retail & Wholesale, Software & Networking, Telecom, Transportation