| Top Compliance Executive |
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| Also referred to as: Top Compliance Executive, Chief Compliance Officer, Chief Corporate Compliance Officer, Head of Corporate Compliance |
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| Requirements and Responsibilities |
| Provides leadership and direction for an organization's compliance programs, policies, reporting, and practices. Ensures that all activities follow regulatory requirements related to the governance of the organization as well as any industry-specific or location-specific laws. Oversees internal controls and auditing systems that monitor and report on regulated activities and processes. Develops risk-based compliance testing of existing procedures and controls to identify, detect, and correct noncompliance. Evaluates and implements changes to compliance processes due to new or amended regulations. Establishes communication and training initiatives that inform stakeholders about compliance requirements. Requires a bachelor's degree. Typically reports to top management. Manages a departmental function within a broader corporate function. Develops major goals to support broad functional objectives. Approves policies developed within various sub-functions and departments. Typically requires 8+ years of managerial experience. Comprehensive knowledge of the overall departmental function. |
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| Similar Jobs: Top Regulatory Affairs Executive, Top Learning (Knowledge) Executive, Top Legal Executive, Top Environmental, Health and Safety Executive, Top Exploration Executive, Top Manufacturing Executive, Top Public Relations Executive, Top Division Legal Executive, Top Subsidiary Executive |
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| Level of Education: Top Compliance Executive Salaries with a Bachelor's Degree, Top Compliance Executive Salaries with a Master's Degree or MBA, Top Compliance Executive Salaries with a JD, MD, PhD or Equivalent |
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| Industries: Aerospace & Defense, Biotechnology, Business Services, Chemicals, Construction, Edu., Gov't. & Nonprofit, Energy & Utilities, Financial Services, Healthcare, Hospitality & Leisure, Insurance, Internet, Media, MFG Durable, MFG Nondurable, Pharmaceuticals, Retail & Wholesale, Software & Networking, Telecom, Transportation | |
