Compliance Supervisor
Also referred to as: Corporate Compliance Supervisor, Regulatory Compliance Supervisor
Requirements and Responsibilities
Supervises the compliance programs, policies, reporting, and practices for an organization or business. Monitors all activities impacted by regulatory requirements related to the organization's governance and any industry-specific or location-specific laws. Utilizes established internal controls and auditing systems that monitor and report on regulated activities and processes. Implements risk-based compliance testing of existing procedures and controls to identify, detect, and correct noncompliance. Implements changes to compliance processes due to new or amended regulations. Supports communication and training initiatives that inform stakeholders about compliance requirements. Typically requires a bachelor's degree or equivalent. Typically reports to a manager or head of a unit/department. Supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/ production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. Typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes.
Similar Jobs:  Tax Supervisor III, Tax Supervisor II, Compliance Manager, Tax Supervisor I, Compliance Specialist IV, Compliance Specialist I, Compliance Specialist II, Compliance Specialist V, Compliance Specialist III
Level of Education:  Compliance Supervisor Salaries with No Diploma, Compliance Supervisor Salaries with a High School Diploma or Technical Certificate, Compliance Supervisor Salaries with an Associate's Degree, Compliance Supervisor Salaries with a Bachelor's Degree, Compliance Supervisor Salaries with a Master's Degree or MBA, Compliance Supervisor Salaries with a JD, MD, PhD or Equivalent
Industries:  Aerospace & Defense, Biotechnology, Business Services, Chemicals, Construction, Edu., Gov't. & Nonprofit, Energy & Utilities, Financial Services, Healthcare, Hospitality & Leisure, Insurance, Internet, Media, MFG Durable, MFG Nondurable, Pharmaceuticals, Retail & Wholesale, Software & Networking, Telecom, Transportation