Compliance Manager, Senior
Also referred to as: Compliance Manager, Senior, Regulatory Compliance Senior Manager
Requirements and Responsibilities
Manages the compliance programs, policies, reporting, and practices for an organization or business. Ensures that all activities follow regulatory requirements related to the governance of the organization as well as any industry-specific or location-specific laws. Oversees internal controls and auditing systems that monitor and report on regulated activities and processes. Implements risk-based compliance testing of existing procedures and controls to identify, detect, and correct noncompliance. Evaluates and implements changes to compliance processes due to new or amended regulations. Delivers communication and training initiatives that inform stakeholders about compliance requirements. Requires a bachelor's degree. Typically reports to a director. Typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. Typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments.
Similar Jobs:  Compliance Manager, Regulatory Affairs Senior Manager, Compensation Senior Manager, Manufacturing Senior Manager, Organizational Development Senior Manager, Diversity Senior Manager, Tax Manager, Compliance Specialist III, Distribution Senior Manager
Level of Education:  Compliance Manager, Senior Salaries with a Bachelor's Degree, Compliance Manager, Senior Salaries with a Master's Degree or MBA, Compliance Manager, Senior Salaries with a JD, MD, PhD or Equivalent
Industries:  Aerospace & Defense, Biotechnology, Business Services, Chemicals, Construction, Edu., Gov't. & Nonprofit, Energy & Utilities, Financial Services, Healthcare, Hospitality & Leisure, Insurance, Internet, Media, MFG Durable, MFG Nondurable, Pharmaceuticals, Retail & Wholesale, Software & Networking, Telecom, Transportation