Acts in an administrative support role for one or more Registered Representatives. May serve as a liaison between Registered Representatives and their customers. Completes forms and processes orders as necessary; may oversee brokerage accounts. May require a bachelor's degree in area of specialty and 0-2 years of experience in the field or in a related area. Familiar with standard concepts, practices, and procedures within a particular field. Relies on limited experience and judgment to plan and accomplish goals. Performs a variety of tasks. Works under general supervision. A certain degree of creativity and latitude is required. Typically reports to a supervisor or manager.
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