Discount Brokerage Department Manager
Also referred to as: Discount Brokerage Department Manager, Discount Brokerage Manager, Manager of Discount Brokerage Department
Requirements and Responsibilities
Manages and leads a group of discount brokers responsible for the purchase and sale of securities for clients at discounted commissions. Develops marketing programs and strategies to increase profitability and enter new markets. Monitors transactions for accuracy and ensures satisfactory customer service. May interact with the organization's full-service brokers as needed. Ensures compliance with any applicable regulations. Requires NASD Series 7 license. Requires a bachelor's degree in a related area. Typically reports to a director. Typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. Typically requires 3+ years of managerial experience.

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Level of Education:  Discount Brokerage Department Manager Salaries with a Bachelor's Degree, Discount Brokerage Department Manager Salaries with a Master's Degree or MBA, Discount Brokerage Department Manager Salaries with a JD, MD, PhD or Equivalent
Categories:  Banking, Financial Services, Sales
Industries:  Financial Services,
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