Also referred to as: Over The Counter Securities Trader III, Senior OTC Trader
Requirements and Responsibilities

Trader (OTC) III is responsible for timely buying and selling in the over-the-counter market. Reviews stock orders to ensure accuracy, proper record keeping, and conformance to regulations. Being a Trader (OTC) III evaluates market volatility, carries out trades, and maintains accounts to ensure customer satisfaction. Develops relationships with dealers to obtain optimal trade execution. Additionally, Trader (OTC) III requires a bachelor's degree in area of specialty, and may require state licensure. Typically reports to a manager or head of a unit/department. To be a Trader (OTC) III typically requires 4 to 7 years of related experience. Contributes to moderately complex aspects of a project. Work is generally independent and collaborative in nature.

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